Reliance’s CS Executive Compiler Securities Laws and Capital Markets New Syllabus By S.K Aggarwal & Abha Aggarwal Applicable for June 2019 Exam

PART I: SECURITIES LAWS

1. Securities Contracts (Regulations) Act, 1956
2. Securities and Exchange Board of India Act, 1992
3. Depositories Act, 1996
4. An Overview of SEBI (I CDR) Regulations, 2018
5. An Overview of SEBI (LODR) Regulations, 2015
6. An Overview of SEBI (SAST) Regulations, 2011
7. SEBI (Buy-Back of Securities) Regulations, 1998
8. SEBI (Delisting of Equity Shares) Regulations, 2009
9. An Overview of SEBI (Share Based Employee Benefits) Regulations, 2014
10. An Overview of SEBI (Issue of Sweat Equity) Regulations, 2002
11. SEBI (Prohibition of Insider Trading) Regulations, 2015
12. Mutual founds
13. Collective Investment Schemes
14. SEB! (Ombudsman) Regulations, 2003

PART II: CAPITAL MARKET AND INTERMEDIARIES

15. Structure of Capital Market
16. Securities Market Intermediaries