Taxmann’s Securities Intermediaries Compliance ( Non – Fund ) by National Institute of Securities Markets Edition 2018
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Description
CONTENT :
- INTRODUCTION TO THE FINANCIAL SYSTEM
- REGULATORY FRAMEWORK- GENERAL VIEW
- INTRODUCTION TO COMPLIANCE
- SECURITIES AND EXCHANGE BOARD OF INDIA ACT, 1992
- SECURITIES CONTRACTS ( REGULATION ) ACT, 1956 AND SECURITIES CONTRACTS ( REGULATION ) RULES, 1957
- SEBI ( INTERMEDIARIES ) REGULATIONS, 2008
- SEBI ( PROHIBITION OF INSIDER TRADING ) REGULATIONS, 2015
- SEBI ( PROHIBITION OF FRAUDULENT AND UNFAIR TRADE PRACTICES RELATING TO SECURITIES MARKET ) REGULATIONS, 2003
- PREVENTION OF MONEY LAUNDERING ACT, 2002
- SEBI ( KYC REGISTRATION AGENCY ) REGULATIONS, 2011
- SEBI ( STOCK BROKERS AND SUB-BROKERS) REGULATIONS, 1992
- SEBI ( MERCHANT BANKERS ) REGULATIONS, 1992, SEBI ( DELISTING OF EQUITY SHARES) REGULATIONS, 2009, SEBI ( SUBSTANTIAL ACQUISITION OF SHARES & TAKEOVERS ) REGULATIONS, 2011 & SEBI ( BUY-BACK OF SECURITIES) REGULATIONS, 2018
- SEBI ( ISSUE OF CAPITAL AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2009
- DEPOSITORIES ACT, 1996
- SEBI ( DEPOSITORIES AND PARTICIPANTS ) REGULATIONS, 2018
- SEBI ( BANKERS TO AN ISSUE 0 REGULATIONS, 1994
- SEBI ( UNDERWRITERS ) REGULATIONS, 1993
- SEBI ( DEBENTURE TRUSTEES ) REGULATIONS, 1993
- SEBI ( CREDIT RATING AGENCIES REGULATIONS, 1999
- SEBI ( CUSODIAN OF SECURITIES REGULATIONS, 1996
Additional information
| Weight | 450 g |
|---|---|
| Dimensions | 24 × 16 × 1 cm |
| Author's | National Institute of Securities Markets |
| Publisher | Taxmann Publications |
| Edition | Oct 2018 |
| ISBN | 9789388750752 |
| HSN Code | 49011010 |
| Binding | Paperback |
| Laguage | English |
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